Prevent and Win Chargebacks and Minimize Refunds in Your Online Business

Credit card disputes, known as chargebacks within theand dispute charges on top of it. This one is the most
merchant processing industry, are the bane of internetdisgusting and clearly criminal and fraudulent of all
merchants worldwide. As an author who has workedchargebacks, but thanks to credit card companies'
hard to create my books and products and build a"dispute any charge for any reason" crap it's becoming
business to market them, few things are asmore and more common. In this case, provide a
disappointing and frustrating to me as receiving noticetransaction receipt showing that you've already issued
of a new chargeback on my merchant account.the credit to the customer. You'll almost always win
I've frequently searched the internet for advice on howthis form of chargeback, but if for some reason you
to prevent and win chargebacks, but the informationdon't, report these people to their local police. What
I've found has largely been useless. The problem isthey've done is criminal in most cases.
that it addresses the prevention of fraudulentIn all cases where the chargeback is clearly fraudulent
transactions, and discusses ways to identify them andand with ill intent, you also have the option of filing a
block them.report with the customer's local police or sheriff's
The problem, however, isn't actual credit card fraud,department. If the product was delivered via U.S. Mail
identity theft, or any of the usual culprits that take theor to a Post Office box, you may also file a mail fraud
blame for chargebacks. In over four years of doingcomplaint with the postmaster. I did this to a customer
business online and tens of thousands of transactions,who ordered three products three months apart, and
I've had less than ten chargebacks that were thethen pulled chargebacks on all three without returning
result of actual credit card fraud - yes, less than ten.any of them or otherwise contacting us. He also
The real problem, and the cause of nearly all of myrefused my certified demand letters. Because he was
chargebacks, is so-called "Friendly Fraud" - dishoneststupid enough to hide behind a P.O. Box, it came under
people who order and take delivery of merchandisethe jurisdiction of the U.S. Postal Service and I filed a
only to file a frivolous credit card dispute in an attemptcomplaint for criminal mail fraud against him (that may
to keep the merchandise without paying for it.sound harsh, but judging by his actions, he probably
In the real world, this is known as shoplifting andscammed merchants on a regular basis and needed
everyone knows you will go to jail if you get caughtto be stopped).
doing it. On the internet, however, it's a regular andAfter you respond to a chargeback, you will get an
consistent pattern of behavior for unethical peopleanswer one way or the other from your merchant
who want to rip you off and get something for nothing.processor. My success rate in the above examples is
The problem is escalating thanks to so-called "Identityabout 70%. If you win a chargeback, the customer
Theft Solutions" and similar ideas advertised by creditdoes have the right to appeal that decision and dispute
card companies, which in plain English means "we'll letagain. If that happens, respond with the same
you dispute any charge for any reason at all, or noinformation and documentation and reiterate your
reason for that matter." In the pre-identity theft days,position. Most of the time, these appeals fail and the
credit card companies would only process disputesdecision in your favor will be upheld.
that were the result of a lost or stolen card being usedIf your rebuttal to the chargeback is denied and it is
by someone other than the authorized cardholder.upheld in the customer's favor, it's time to move on to
Nowadays, they'll allow disputes for just about anythe next step - a final demand letter and invoice from
reason at all, and the scumbags in our society knowyou, mailed directly to the customer.
this and are taking advantage of it.I use a simple form letter that explains to the customer
To complicate this problem, many merchants believethat they have wrongfully and fraudulently disputed
that there's nothing they can do about it. They thinkcharges and are now responsible to me for the full
chargebacks are final, and as a result, they don't evencharge amount plus the bank chargeback fees. They
respond to the chargeback notices. In reality, you mustare notified that they have thirty (30) days to pay in full,
take either one or two steps to fight back and winand if they do not, they will be placed with a third-party
against chargeback customers:collection agency and their account will be reported to
Option #1: Dispute the chargeback with your bankall credit bureaus as a delinquent collection account,
immediately upon receipt of the notice.severely damaging their credit rating for at least the
Option #2: If option #1 fails and the bank upholds thenext seven (7) years. The letter also explains that we
chargeback, you have the right to go after thewill no longer accept a return of the merchandise as
consumer directly for the amount of the chargebacksettlement for the debt and will only accept payment in
plus all other costs you incur as a result, such as bankfull.
fees.The response to this letter will vary, but the people
The other issue I'm going to address later in this articlewho care about their credit will pay immediately. It's
is that of refund fraud: customers who buy a productamazing how many people think they can get away
that is backed by a money-back guarantee, with thewith ripping us off with no consequences, and then
full intent to use or copy the product and then return itimmediately mail a check the instant they receive
for a full refund. For now, though, let's talk aboutnotice that their credit score is about to go down the
chargebacks.toilet. With credit standards tightening and the
With the possible exception of running a credit checkdisappearance of the sub-prime credit market, I expect
on each and every customer before shippingthe threat of damaged credit to become even more
merchandise - and that's entirely impractical andeffective in collecting these outstanding debts.
unrealistic - there is no way to effectively preventIn addition, at the time I mail these letters, I print the
chargeback fraud from taking place. However, as I'vetracking information for each account. Many delivery
said, you can win and recover your money in the end. Iservices such as FedEx and DHL only keep them on
do on well over 90% of my chargebacks and thatfile for sixty days, and you'll need to have them
number continues to rise as I become moreavailable for the next phase of this process, so print
experienced in playing the chargeback game.(or .pdf) them and file them away with the copies of
First of all, I'm going to run through all the things youthe letters you've mailed.
need to have covered in advance if you expect toAfter those thirty days have passed, it's time to take
win your "friendly fraud" chargebacks:the customers who still haven't paid and send 'em to
1. You must use Address Verification Service (AVS)collections, which will also cause a collection account to
on your merchant account and decline orders whichappear on their credit reports, which will severely
do not provide a valid billing address (contrary todamage the customer's credit rating and prevent them
popular belief, you don't necessarily have to ship to thefrom getting credit and subsequently ripping off other
billing address - I allow orders to ship to othercreditors and merchants. And, if they buy or refinance
addresses, and none have resulted in chargebacks ora house, the title company won't allow the deal to
other fraudulent transactions - but you must haveclose until all outstanding collections are paid off, which
AVS active and must decline orders from customerswill greatly increase your odds of getting paid, even if
who cannot provide a valid billing address).it's down the road.
2. You must require card security codes (commonlyThis will also further motivate customers to pay. A
known as CVV and some other acronyms) frompaid collection account on a credit report is still a
customers and decline orders which provide either nonegative entry, but it's better than an unpaid account.
code or an invalid code. Make sure you set up yourNext time they are denied for a credit card, car loan,
shopping cart and/or payment gateway to acceptmortgage, cell phone, or need to pay a hefty deposit
orders from credit cards that do not have securityfor utility services or cable TV - you name it - all
codes, as there are many outside the U.S.because they tried to rip you off, your odds of getting
3. Accept American Express. This may sound like anpaid go up dramatically.
odd suggestion, and many merchants don't acceptIf you need a referral to a good collection agency,
them due to higher processing fees, but Amex has thee-mail me. They're cheap, they charge a flat rate
most fair chargeback process and I've won 100% ofrather than a percentage of the accounts, and they
my chargebacks with them that I've responded to.report to all major credit bureaus.
They give you the last word and objectively considerProfessional deadbeats will attempt to dispute the
your side of the story and your documentation, unlikecollection account, either directly with the collection
some Visa/MC processors who will side with theagency or with the credit bureaus, in an attempt to get
customer all the time (if you're stuck with one of these,it off their credit reports. This is where it's vital to have
change processors; e-mail me if you need a referral).that tracking information available. Your collection
The number of American Express cardholdersagency, in compliance with Federal law, will give you
continues to rise, which means less chargebacks forabout ten days to respond with documentation proving
us.that the customer actually owes you the debt. You will
4. You must use a trackable shipping service, andneed to send them the original transaction or shopping
preferably one that obtains a delivery signature.cart receipt, a copy of the tracking/proof-of-delivery,
Note to sellers of electronic products: Without someand a copy or copies of the chargeback
form of proof-of-delivery, you will have a needlesslydocumentation showing that the customer did indeed
high refund rate, you will have zero chance of winninghit you with a chargeback. With this information, the
chargebacks, and you will not have the documentationcustomer's dispute(s) will be denied, the account will
available for your collection agency to verify disputedstand, and it will continue to appear on the customer's
accounts (I'll cover that later). If you sell dowloadablecredit reports.
products such as e-books, software, and so on, youIf this approach makes you nervous or seems harsh,
*must* also ship something tangible such as astop that thinking right now. You have every right to do
CD-ROM copy, with tracking and preferably with athis under the law, as well as both morally and ethically.
delivery signature.Customers who buy products and then slap the
This also has the effect of dramatically reducingmerchants with unjustified chargebacks are the lowest
refund rates on e-products, usually to less than 2%.scum of society and cost honest businesspeople like
People simply don't go to the hassle of returning ayou and me a huge amount of money. It is your
product unless they really want their money back,obligation to send these deadbeats to collections and
unlike customers of digital products who can simplyget the account on their credit reports in order to
demand a refund without returning anything and usuallyprotect other creditors from them - if they get credit,
while continuing the use of your product, for free - forthey're just going to defraud and steal some more, and
this reason it's very important to use some type ofit's your job to make sure that doesn't happen.
digital rights management with your e-products.Once you place delinquent accounts with collections,
(If you sell e-products and are not willing to shipmore and more will start to pay up as soon as they
something tangible, you might as well throw this articlereceive collection letters and realize their credit and
in the trash because I cannot help you if you don'tfinancial health is at stake; in other words, they'll know
have proof-of-delivery available for each and everyyour threat to ding their credit in your final demand
customer.)letter was real, you were not bluffing, and now it's time
In addition, you'll need to have your return policy clearlyfor them to either pay up or suffer for the next seven
articulated on your website (I don't advocate theyears in the form of denied credit and higher interest
inclusion of return labels with products because thenrates.
you're just encouraging people to refund). If you haveOn the subject of refunds, this can be an even bigger
a time limit on your return policy, say so. If you imposeproblem than chargebacks. The internet is plagued with
restocking or processing fees, say so. If products mustpeople who look for products offering money-back
be in new and undamaged condition, say so.guarantees, especially information products. These
You should also have a chargeback policy on yourthieves will buy your product, copy it as soon as they
website. Mine is very clear - customers who pullreceive it, and immediately return it for a refund.
chargebacks *will* be reported to all major creditOn the bright side, the reality is that you must offer a
bureaus as a delinquent collection account. End ofmoney-back guarantee in order to maximize your
story. Even if they pay, they will still have a paidsales. The increase in sales will far, far outweigh any
collection account on their credit for at least sevenlosses due to refunds. Having said that, there are
years; this is an extremely strong motivator againststeps you can take to keep the serial refunders to a
chargebacks and will be your primary weapon inminimum:
motivating people to pay after disputing directly with1. DO NOT include return labels, either postage-paid or
your merchant bank fails. It's also perfectly legal asnot, with your products. While some may see this
long as the information you report to the creditpractice as "good customer service," all you're doing is
bureaus is up-to-date and accurate.encouraging dishonest customers to return your
Which brings me to my next point: How to respond toproducts for a refund. If you were a general, you
chargeback notices that you receive from yourwouldn't supply your enemies with weapons, would
merchant processor.you? Then why would you provide serial refunders
For starters, you need to make sure you receivewith tools to help them in their ripoff game?
these notices on time. Mail is not an option - banks give2. DO NOT pay for or reimburse shipping charges to
you a very small window of time to respond and youreturn products to you. Again, why empower the
may miss it if you have to wait for the notice to arriveenemy? If someone wants to return your product for
in the mail, and if you're traveling you won't get it at alla refund, let them pay their own postage.
in time. So, contact your merchant account provider3. Only refund the price of the product itself, not
and get set up for either e-mail or fax notices, and useshipping and handling charges. You can't recoup those,
an eFax account that sends them directly to yourand the customer did get the opportunity to review
e-mail. This will give you plenty of time to respond. Ifyour product (and has probably copied it) so it doesn't
your merchant account provider does not have thismake sense for you to pay for those charges.
capability, switch to one that does.4. Impose restocking fees on returned products. This is
How you specifically respond will depend on the naturewell within your rights as long as they are clearly
of each chargeback. Here are examples of the mostspelled out in the return policy posted on your website,
common kinds and how I successfully respond towhich few, if any, customers read before ordering. A
them:restocking fee may cover your cost of goods and will
1. "I never received the product." I include a copy of thediscourage customers from returning the product,
proof-of-delivery tracking, a copy of the transactionespecially when they must also cover the cost of
receipt showing a positive AVS (address verification)shipping on top of it.
and card code match, and any customer support5. Impose penalties for failure to follow the return
tickets or e-mails from the customer that would proveinstructions. For example, even though my return
they did indeed receive the product.instructions are provided to customers in three
2. "I returned it but didn't get a refund." If the customerseparate places (on my website, in the e-book they
never returned the product to you and is trying todownload, and in the print book that is shipped to
scam you, simply say so in your response and requestthem), a small percentage of customers never read
tracking showing proof-of-delivery to your correctthem and simply return the product to my out-of-state
return address.fulfillment house rather than to my office. This results in
If the customer returned the product outside of youra return processing fee being charged by my fulfillment
return period, say so and include a copy of your returnhouse, as well as added time and hassle in receiving
policy in your response.the returned item. As a result, customers who fail to
3. "I was dissatisfied" or "product not as described."follow the instructions have a fee deducted from their
This is a weak excuse for a chargeback because ifrefund amount. This is only fair because it takes my
someone is not satisfied with your product, the correctstaff extra time to process these, and customers
procedure is to return it for a refund, not to keep it forshould be held responsible for the extra fees my
free via a chargeback. Provide a copy of thefulfillment house charges for these improper returns.
proof-of-delivery tracking, a copy of the transaction6. This is very important: NEVER allow a customer to
receipt showing positive AVS and card code matches,purchase after he or she inquires about your
a copy of your return policy, and a statementmoney-back guarantee. BAN THEM! After about a
explaining that the customer has a right to a refundyear of selling my products online, it occured to me
and that you'll be happy to provide one if they'd returnthat fully 100% of customers who called or e-mailed in
the product; however, unless and until they return theadvance to verify that a money-back guarantee
product, no credit is due. People who do this areexisted returned the products for a refund almost
generally trying to steal the product from you, so fightimmediately after receiving them! I now ban customers
hard on these.who inquire about the money-back guarantee, and this
4. "I cancelled my order but they shipped it anyway."has really cut back on returns and the lost money that
My website terms & conditions explain that oncegoes along with them. Remember, you reserve the
an order is placed, it goes out to the fulfillment centerright to refuse to do business with anyone, so exercise
for shipping and we cannot stop it. You should havethat right to protect yourself from professional
the same terms on your website. Again, people whorefunders.
do this are generally thieves and ripoff artists becauseHopefully this information will empower you to fight
they file the chargeback without ever returning theback against chargebacks, refund fraud, and the
product. Their intent all along was to get the productdishonest customers who commit them. The only way
for free. Provide a copy of the proof-of-deliverywe as merchants and as a business community can
tracking, a copy of the transaction receipt showingput a stop to the ever-increasing "Friendly Fraud"
positive AVS and card code matches, a copy of yourchargebacks is to hold the people who initiate them
return policy, and a statement explaining that theresponsible, and force them to either pay or suffer the
customer has a right to a refund and that you'll beconsequences. If enough merchants follow these
happy to provide one if they'd return the product;steps and punish dishonest customers who make a
however, unless and until they return the product, noregular practice of ripping off honest businesspeople,
credit is due.fraudulent chargebacks will become a thing of the
5. Customers who have already received a refundpast.